Service Offering:
My name is Joe Ruzzi and I'm the principal of Ruzzi Consulting.
I provide a Business Support Service to small/medium businesses in relation to:
There are times when it's neither practical nor feasible for a small/medium business to engage a full time person to address these obligations. In these instances, addressing issues such as those above can best be delivered by "outsourcing".
The objective being to free up key personnel within a business so that their productive time can be better utilised on the core aspects of the business.
I provide a Business Support Service to small/medium businesses in relation to:
- General ASIC regulatory requirements;
- Australian Financial Services Licence obligations (AFSL);
- General Corporate Governance;
- Quality processes & procedures; and
- Office Management & Administration.
There are times when it's neither practical nor feasible for a small/medium business to engage a full time person to address these obligations. In these instances, addressing issues such as those above can best be delivered by "outsourcing".
The objective being to free up key personnel within a business so that their productive time can be better utilised on the core aspects of the business.
Licensees & Authorised Representatives:
Some small AFSL licence holders, and/or their representatives, might be unaware that their obligations can be outsourced rather than tackling it themselves or adding it to an existing role within their organisation.
Given that a well managed compliance program may not require a full time person, some small to medium licensees/representatives licensees look to add other responsibilities to that staff member's role. This approach basically limits the potential pool of compliance focussed candidates a licensees/representatives can choose from.
It would be more practical to engage an external service provider to address the overall management of compliance thus allowing resources to be applied to employing staff to address those non-compliance issues.
Given that a well managed compliance program may not require a full time person, some small to medium licensees/representatives licensees look to add other responsibilities to that staff member's role. This approach basically limits the potential pool of compliance focussed candidates a licensees/representatives can choose from.
It would be more practical to engage an external service provider to address the overall management of compliance thus allowing resources to be applied to employing staff to address those non-compliance issues.
Fee:
My fee is time based, i.e. an hourly rate plus expenses (minimum of 1 hour) or a Retainer plus an hourly rate. A fixed fee can be negotiated for matters of a simple or straightforward nature or for a project.
Contact:
0411 01 77 55
Ruzzi Consulting
PO Box 293 Osborne Park WA 6917
PO Box 293 Osborne Park WA 6917